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Miscellaneous Fees

Account Pledge 100.00 per account
Customer Handling Fee 3.00 per transaction
Outgoing Account Transfer Fee 75.00
Returned Check 30.00
Retirement Accounts
IRA, SEP IRA, SARSEP IRA, Simple IRA, Roth IRA Account Fee 35.00
403(b) Account Fee 45.00
Self Trusted Account Fees:
One Plan Set-Up, Paired Plan Set-Up, One Plan & Paired Plan Document Fee 35.00
Custodial Qualified Plans:Profit Sharing & Money Purchase Pension Plans:
- Employer Account Set-Up Fee 75.00
- Per Participant Fee 5.00
- Annual Document Maintenance Fee 75.00
ACH Fees Fee Waived
Alternative Investment in Retirement Accounts 150.00 per account
Annual Inactive Fee 35.00
Annual Safekeeping Position Fee 50.00 per year
Bank Wire Customer Funds – Domestic 10.00
Bank Wire Customer Funds – Foreign 45.00
Duplicate Confirmations 1.25
Duplicate Statements 1.25
International Security Transfer 140.00
Transfer on Death (TOD)
- Set-Up 50.00
- Change 30.00
- Distribution Fee 0.01%
Certificate Reject Fee 50.00 each
Extensions - Domestic Stocks 10.00
Extensions - International Stocks 10.00
Legal Deposits & Transfers 25.00
Non-Mandatory Non-Physical Reorganization Item 40.00
Non-Mandatory Physical Reorganization Item 45.00
Overnight Check Fee 10.00 each
Registered Overnight Mail At Cost
Rule 144 Transfers 25.00
Security Transfer Fee 80.00
Transfer Agent Fees At Cost